Nigerian Seminars and Trainings

Search all upcoming seminars, conferences, short management courses and training in Nigeria and around the World

business logo

Financial Regulatory and Compliance Online and Classroom Course

By: TSI Limited

Ogun State, Nigeria

03 - 05 Sep, 2025  3 days

Follow Event   

  

NGN 250,000

Venue: Online and Class room @ 4, Akinpelu Street, Lagos - Ibadan Express Road, Behind ENYO Petrol, Ibafo Bus stop, Ibafo, Ogun State

This training course aims to provide a complete overview of a bank's internal controls and compliance activities. Alternation between theoretical notions and practical simulations aims to provide a hands-on knowledge of the training course elements

Learning Objectives:

At the end of this session, participants will be able to:

Handle the intricacies of bank internal control and regulatory compliance in order to avoid sanctions, financial and reputational losses.

Course Outline

  • Regulatory framework and conditions of practice
  • Internal controls requirements
  • Internal controls system : risk mapping, distinction between continuous control and periodical controls
  • Compliance : definition, scope, links with other control departments
  • Application : comparative analysis of the internal controls organization and the compliance departments of several major banks
  • Auditing - strategy, procedures, results
  • Elaboration of an audit program
  • Drafting the audit questionnaire
  • Conducting interviews and validation tests
  • Drafting the audit report
  • Application : analysis of an audit report on a compliance department
  • Banking operation cycles
  • Means of payment
  • Credits and liabilities
  • Client deposits
  • Financial operation cycles and cross-department activities
  • Market operators : front office, middle office, back office
  • Other financial operations : operations for own account, operations for clients
  • Support departments : legal, human resources, communication, marketing
  • Ethics and Corporate Governance

Course Booking

Please use the “book now” or “inquire” buttons on this page to either book your space or make further enquiries.

Online and Class room @ 4, Akinpelu Street, Lagos - Ibadan Express Road, Behind ENYO Petrol, Ibafo Bus stop, Ibafo, Ogun State Sep 03 - 05 Sep, 2025
NGN 250,000.00
(Convert Currency)

Prof. Richard Mayungbe +1-646-202-8832, 08033467639, 08023019508

Related Courses

Effective Budgeting and Financial Management Online and Classroom Course Effective Budgeting and Financial Management Online and Classroom Course

3 days, 12 - 14 May, 2025 

2025-05-12 12:05:00 2025-05-12 12:05:00
Ogun State, Nigeria

TSI Limited

Financial Planning and the preparation of budgets are essential skills for anyone in the position of responsibility. Many budget holders are also responsible for setting selling prices and ...

Interpreting Business Performance for Improvement Online and Classroom Course Interpreting Business Performance for Improvement Online and Classroom Course

3 days, 29 - 31 Oct, 2025 

2025-10-29 12:10:00 2025-10-29 12:10:00
Ogun State, Nigeria

TSI Limited

Where Information is not available, Managers are in darkness as business can only be managed properly when decisions are based on certain metrics but not just on a guess work. Interpreting Business ...

Risk Based Internal Auditing Course for Manufacturing Industries Risk Based Internal Auditing Course for Manufacturing Industries

3 days, 07 - 09 May, 2025 

2025-05-07 12:05:00 2025-05-07 12:05:00
Ogun State, Nigeria

TSI Limited

This intensive 3-day training in Risk Based Internal Auditing covers the main audit functions and the process of implementing an enterprise risk management approach (ERM) when conducting internal ...

Fundamental of Revenue Forecasting  Online and Classroom Course Fundamental of Revenue Forecasting Online and Classroom Course

3 days, 16 - 18 Jun, 2025 

2025-06-16 12:06:00 2025-06-16 12:06:00
Ogun State, Nigeria

TSI Limited

This course will introduce practical analytical methods for forecasting revenues. Participants will be guided to apply forecasting techniques on their own laptop computers individually and group ...

Currency Converter

From To