Nigerian Seminars and Trainings

Search all upcoming seminars, conferences, short management courses and training in Nigeria and around the World

business logo

Financial Regulatory and Compliance Online and Classroom Course

By: TSI Limited

Ogun State, Nigeria

03 - 05 Sep, 2025  3 days

Follow Event   

  

NGN 450,000

Venue: Online and Class room @ 4, Akinpelu Street, Lagos - Ibadan Express Road, Behind ENYO Petrol, Ibafo Bus stop, Ibafo, Ogun State

This training course aims to provide a complete overview of a bank's internal controls and compliance activities. Alternation between theoretical notions and practical simulations aims to provide a hands-on knowledge of the training course elements

Learning Objectives:

At the end of this session, participants will be able to:

Handle the intricacies of bank internal control and regulatory compliance in order to avoid sanctions, financial and reputational losses.

Course Outline

  • Regulatory framework and conditions of practice
  • Internal controls requirements
  • Internal controls system : risk mapping, distinction between continuous control and periodical controls
  • Compliance : definition, scope, links with other control departments
  • Application : comparative analysis of the internal controls organization and the compliance departments of several major banks
  • Auditing - strategy, procedures, results
  • Elaboration of an audit program
  • Drafting the audit questionnaire
  • Conducting interviews and validation tests
  • Drafting the audit report
  • Application : analysis of an audit report on a compliance department
  • Banking operation cycles
  • Means of payment
  • Credits and liabilities
  • Client deposits
  • Financial operation cycles and cross-department activities
  • Market operators : front office, middle office, back office
  • Other financial operations : operations for own account, operations for clients
  • Support departments : legal, human resources, communication, marketing
  • Ethics and Corporate Governance
Online and Class room @ 4, Akinpelu Street, Lagos - Ibadan Express Road, Behind ENYO Petrol, Ibafo Bus stop, Ibafo, Ogun State Sep 03 - 05 Sep, 2025
NGN 450,000.00
(Convert Currency)

Prof. Richard Mayungbe +1-646-202-8832, 08033467639, 08023019508

Related Courses

Supply Chain Management Online and Classroom Course Supply Chain Management Online and Classroom Course

3 days, 07 - 09 Oct, 2025 

2025-10-07 12:10:00 2025-10-07 12:10:00
Ogun State, Nigeria

TSI Limited

The Supply Chain is the backbone of any organization. A well-managed Supply Chain is critical for a business to be successful. This Supply Chain Management training course is designed to ...

Risk Based Internal Auditing Course for Manufacturing Industries Risk Based Internal Auditing Course for Manufacturing Industries

3 days, 07 - 09 May, 2025 

2025-05-07 12:05:00 2025-05-07 12:05:00
Ogun State, Nigeria

TSI Limited

This intensive 3-day training in Risk Based Internal Auditing covers the main audit functions and the process of implementing an enterprise risk management approach (ERM) when conducting internal ...

Quality Management Course Quality Management Course

3 days, 29 - 31 Jan, 2025 

2025-01-29 12:01:00 2025-01-29 12:01:00
Ogun State, Nigeria

TSI Limited

This three-day training course introduces the new quality manager or professional to the two principal quality systems, well known quality tools and techniques and is interactive and thought ...

Records and Information Management  Online and Classroom Course Records and Information Management Online and Classroom Course

3 days, 12 - 14 Nov, 2025 

2025-11-12 12:11:00 2025-11-12 12:11:00
Ogun State, Nigeria

TSI Limited

Records and Information Management training course is a management skill which is applied in the control of records, created and received by an organization in the course of its business. Records are ...